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       May 12, 2008    
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Investment Banking

  
"Commitment to Our
Clients and Colleagues"


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 SEC Rule 605
 SEC Rule 606

FIRM CULTURE: COMMITMENT TO OUR CLIENTS AND COLLEAGUES

A challenging internal environment. We expect a high level of commitment to our clients' needs and the highest ethical standards from our professionals. In return, we provide a dynamic workplace with an emphasis on internal promotion and career advancement prospects.

Teamwork. We place great emphasis on teamwork; the strengths and experiences of each individual are balanced to achieve maximum effectiveness in serving our clients. All of the areas within the firm work together to provide our clients with a superior quality of service.

Outstanding service to existing clients. Ensuring service and support to clients after a transaction is important to our success in establishing and building a long-term investment banking relationship.

Rewards. At Needham & Company, LLC we believe that individual achievements are vital to the overall success of our team. To reward that performance we offer a highly competitive total compensation package, which includes an incentive program designed to highlight and reward individual contributions to the firm. In addition, we offer benefits that include medical, hospitalization and prescription coverage, paid time away from work, tuition reimbursement, a flexible spending plan and a transit reimbursement account.




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